SEC FORM 4 SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
 
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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
1. Name and Address of Reporting Person*
SLAGER DONALD W

(Last) (First) (Middle)
18500 N. ALLIED WAY

(Street)
PHOENIX AZ 85054

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
REPUBLIC SERVICES, INC. [ RSG ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director 10% Owner
X Officer (give title below) Other (specify below)
CEO and Director
3. Date of Earliest Transaction (Month/Day/Year)
09/04/2019
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 09/04/2019 M 46,236 A $31.12(1) 333,846 D
Common Stock 09/04/2019 S 46,236 D $90(1) 287,610 D
Common Stock 09/05/2019 M 48,891 A $31.12(2) 336,501 D
Common Stock 09/05/2019 S 48,891 D $90(2) 287,610 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Common Stock Option $31.12 09/04/2019 M 46,236 (1) 02/08/2020 Common Stock 46,236 $0.00 48,891(1) D
Common Stock Option $31.12 09/05/2019 M 48,891 (2) 02/08/2020 Common Stock 48,891 $0.00 0 D
Explanation of Responses:
1. On 09/04/2019, Mr. Slager exercised 46,236 options and sold such shares at the sale price of $90.00 (no range) in accordance with his established Rule 10b5-1 Sales Plan executed on 08/16/2019 ("Plan"), and having a Plan start date of 08/23/2019 and Plan end date of 02/07/2020. Under the non-qualified stock option grant dated 02/08/2013, 190,253 options were granted and fully vested and exercisable. In accordance with the Plan, 95,126 options were exercised and sold as of 08/30/2019 (as reported in his 08/30/2019 Form 4 filing) and 95,127 options remained fully vested and exercisable (corrects the administrative error in Table II, Column 9 in his 08/30/2019 Form 4 filing that previously noted a 0 balance in available options under this grant). After the 09/04/2019 exercise and sale of the 46,236 options, there remained the balance of 48,891 options available under this grant and the Plan. The stock option grant expires on 02/08/2020.
2. On 09/05/2019, Mr. Slager exercised the remaining 48,891 options and sold such shares at the sale price of $90.00 (no range) in accordance with his established Plan as described in the foregoing footnote. The stock option expires on 02/08/2020.
Remarks:
/s/ Eileen B. Schuler Attorney-in-Fact 09/05/2019
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
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