FORM 4 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b). |
1. Name and Address of Reporting Person*
(Street)
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2. Issuer Name and Ticker or Trading Symbol
REPUBLIC SERVICES, INC. [ RSG ] |
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
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3. Date of Earliest Transaction
(Month/Day/Year) 01/16/2013 | ||||||||||||||||||||||||||
4. If Amendment, Date of Original Filed
(Month/Day/Year) 01/18/2013 |
6. Individual or Joint/Group Filing (Check Applicable Line)
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned | ||||||||||
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1. Title of Security (Instr. 3) | 2. Transaction Date (Month/Day/Year) | 2A. Deemed Execution Date, if any (Month/Day/Year) | 3. Transaction Code (Instr. 8) | 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) | 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) | 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) | 7. Nature of Indirect Beneficial Ownership (Instr. 4) | |||
Code | V | Amount | (A) or (D) | Price | ||||||
Conmon Stock | 01/16/2013 | M | 550(1) | A | $0.00 | 281,946 | D | |||
Common Stock | 01/16/2013 | F | 258(2) | D | $30.25 | 281,688 | D |
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) | |||||||||||||||
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1. Title of Derivative Security (Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date (Month/Day/Year) | 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) | 8. Price of Derivative Security (Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) | ||||
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Restricted Stock Units | (3) | 01/16/2013 | M | 550 | (1) | (1) | Common Stock | 550(1) | $30.25 | 72,252(4) | D |
Explanation of Responses: |
1. The Reporting Person previously reported on a Form 4 filed on 01/07/2013 the vesting on 01/03/2013 of 18,576 RSUs and on 01/04/2013 of 15,369 RSUs that were paid in the form of Republic Services, Inc.'s common stock ("Common Stock"). Due to the Dividend Record Date of 01/02/2013, the foregoing RSUs received 550 dividend equivalents on the Dividend Payment Date of 01/16/2013 that should have automatically vested and exchanged to Common Stock. Due to an administrative error, the automatic vesting of 550 RSUs was not reported as of 01/16/2013. This Amended Form 4 corrects the Reporting Person's Form 4 filed on 01/18/2013. |
2. Represents shares of Common Stock to satisfy the tax liability of the Reporting Person upon the vesting of 550 RSUs as of 01/16/2013. The fair market value of the exchanged shares was $30.25 (the closing price of Republic Services, Inc.'s Common Stock on 01/16/2013). Due to an administrative error, the automatic vesting of 550 RSUs was not reported as of 01/16/2013. This Amended Form 4 corrects the Reporting Person's Form 4 filed on 01/18/2013 and correctly reflects the direct ownership of 281,688 shares by the Reporting Person as of 01/16/2013. |
3. Each Restricted Stock Unit ("RSU") represents the contingent right to one share of common stock of Republic Services, Inc. |
4. Reflects the Reporting Person's total RSU holdings as of 01/16/2013. |
Remarks: |
/s/ Eileen B. Schuler Attorney-in-Fact | 03/08/2013 | |
** Signature of Reporting Person | Date | |
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | ||
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v). | ||
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). | ||
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. |